Compliance Manuals

The Credit Licensee Manual is updated to keep pace with changing regulation and industry practice.

The Financial Adviser Manual (and Companion) are updated to keep pace with changing regulation and industry practice.

The Underwriter Manual (and Companion) are updated to keep pace with changing regulation and industry practice.

The AFS Licensee Manual is updated to keep pace with changing regulation and industry practice.

The Insurance Broker Manual (and Companion) are updated to keep pace with changing regulation and industry practice.

A step by step guide to the insurance underwriting process suitable for General insurance underwriting agencies, Lloyd's coverholders

A comprehensive guide to Australian credit licence obligations suitable for Australian credit licensees.

A step by step guide to the insurance broking process suitable for General insurance brokers

A comprehensive guide to the AFS licence obligations