Compliance Calendar for Financial Planners and Life Advisers
A comprehensive calendar of annual compliance obligations suitable for Financial planners Life advisers.
$499.00 inc GST
Ongoing Service Toolkit (incl. FDS and Consent)
$600.00 inc GST
A complete set of ongoing service documentation, updated to comply with the Royal Commission legislation
This product is currently out of stock
Features:
Suitable for:
- Financial advisers
- Life advisers
Contains:
- Initial Advice Agreement
- Ongoing Service Agreement
- Annual Advice Agreement
- Fee Disclosure Statement (including Consent)
- User Guide
Benefits:
- Updated to comply with Royal Commissions legislation
- Clearly outline the scope of your relationship with the client
- FDS incorporates fee consent requirements
- Customisable for different business models
- Clear, concise and effective language
- Includes user guidance
Use:
- Upfront / initial advice
- Ongoing advice
- Annual (i.e. fixed term) agreements
- Compliance with FDS and consent obligations
- Customise to reflect your service / fee model
This price is for use by 5 advisers. Discounts are available for >5 advisers. Contact us for a quote.