Statement of Advice Template

A customisable template containing all the information that is required to be in a SoA, covering:

• Introduction
• Goals and objectives
• Scope of advice
• Current situation
• Summary of advice
• Risk profile and asset allocation
• Recommended strategies
• Product recommendations
• Approved product list
• Product replacement implications
• Implementation
• Ongoing services
• Remuneration
• Authority to proceed
• Consent to electronic disclosure

Benefits:

• Suitable for use whenever personal advice is given to a retail client
• Covers all the regulatory requirements for SoAs
• Fully customisable for your business and each client
• Variable clauses to suit different types of advice
• Clear, concise and effective language
• Includes detailed content and user guide

Use:

• Customise to document personal advice
• Integrate into your advice process
• Convenient reference guide

This price is for use by 5 advisers. Discounts are available for >5 advisers. Contact us for a quote.